PART XIII

LISTED  COMPANIES (ISSUES AN LISTING)

 

  1. TO ISSUE REDEEMABLE PRFERENCE SHARES UNER SECTION 80.

 

  1. TO REDEEM  REDEEMABLE  PREFERENCE SHARES

 

  1. TO REDEEM EXISTING PREFERENCE SHARES.

 

  1. TO ISSUE EQUITY SHARES IN LIEU OF PREFERENCE SHARES REDEEMED.

 

  1. TO ISSUE CUMULATIVE CONVERTIABLE PREFERENCE (CCP) SHARES

 

  1. TO ISSUE RIGHTS SHARES

 

  1. TO DRAFT A PROSPECTUS

 

  1. TO DRAFT MEMORANDUM CONTAINING  SALIENT FEATURES OF THE PROSPECTUS (ABRIGED PROSPECTUS)

 

ANNEXURE I APPLICATION FORM SPECIMEN

 

  1. TO ISSUE SHARE CAPITAL TO THE PUBLIC

 

  1. TO ENLIST YOUR SECURITIES WITH A RECOGNISED STOCK EXCHNAGE.

 

  1. TO GET YOUR SHARES LISTED ON OVER THE COUNTER EXCHANGEOF INDIA (OTCE)

ANNEXURE I- GUIDELINES FOR ISSUE OF SECURITIES BY COMPANIES AND THEIR LISTING ON OVER COUNTER EXCHANGE(OTCEI)

 

ANNEXURE II- TRADING MECHANISM AN BUSINESS RULES OF OTCEI

 

  1. TO ISSUE SHARE CAPITAL PRIVATELY

 

  1. TO MAKE AN OFFER FOR SALE OF SHARES TO THE PUBLIC

 

  1. TO ISSUE BONUS SHARES

 

  1. TO SHARES AT A DISCOUNT

 

  1. TO ISSUE SHARES AT A PREMIUM

 

  1. TO ISSUE DEBENTURES

 

ANNEXURE- SPECIMEN CONSENT FORM FROM TRUSTEES

 

  1. TO ISSUE RIGHT DEBENTURES TO YOUR SHAREHOLDERS

 

  1. TO ISSUE SHARE ON CONVERSION OF DEBENTURES OR LOANS

 

  1. TO  “ROLL OVER” NON-CONVERTIBLE PORTION OF PARTLY CONVERTIBLE DEBENTURES OR NON-CONVERTIBLE DEBENTURES.

 

  1. TO ISSUE CERTIFICATES FOR SHARES OR DEBENTURES

 

    1. ISSUE OF SHARE CERTIFICATES

 

    1. ISSUE OF DEBENTURE CERTIFICATES

 

    1. IN CASE OF BOTH

 

  1. TO APPLY TO COMPANY LAW BOARD FOR DELAING DELIVERY OF SHARES OR DEBENTURES CERTIFICATES

 

  1. TO ISSUE SHARE WARRANTS TO BEARERS IN RESPECT OF FULLY PAID-UP SHARES.

 

  1. TO ISSUE CONVERTIBLE DEBENTURESOR LOANS

 

  1. TO  RE-ISSUE REDEEMED DEBENTURES UNDER SECTION  121

 

  1. TO ACCEPT UNPAID SHARE CAPITAL  ALTHOUGH   NOT CALLED UP

 

  1. TO ISSUE SHARES FOR CONSIDERATION OTHER THAN CASH [SECTION 75 (1) (b)]

 

  1. TO REFUND APPLICATION/EXCESS  APPLICATION  MONEY

 

  1. TO FLOAT PUBLIC SECTOR BONDS

 

ANNEXURE I: RAISING FOREIGN EQUITY UPTO 51 PERCENT  IS EXISTING COMPANIES –REVISED PROCEDURE

 

            ANNEXURE II: WITHDRAWAL OF THE CONDITION REGARDING “ DIVIDEN BALANCING”

 

            ANNEXURE IIII: APPLICATION FOR APPROVAL OF  FOREIGN INVESTMENT AND TECHNOLOGY

TRANSFER AGREEMENT.

 

  1. TO TRANSFER OF SHARES HELD FOREGIN INVESTORS IN YOUR COMPANY TO RESIDENT IN INDIA (SECTION 19(5) OF FOREIGN  EXCHANGE REGULATION ACT)

 

ANNEXURE – DISINVESTMENT OF EQUITY BY FOREIGN INVESTORS  -SECTION 19(5) FOREIGN

EXCHANGE REGULATION ACT, 1973.

 

  1. IF YOU ARE A NON-RESIDENT INDIAN (NRI) OR AN OVERSEAS CORPORATE BODY (OCB) TO MAKE  DIRECT INVESTMENT IN INDIAN COMPANIES

 

ANNEXURE- SIMPLIFIED PROCEDURE FOR GRANT OF GENERAL PERMISSION BY RBI TO NRIs/OCBs FOR INVESTMENT ON NON-REPATRIATION BASIS.

 

ANNEXURE- IN-ECLARATION MADE BY NRIs FOR DIRECT INVESTMENT IN PROPRIETORSHIP/PARTNERSHIP CONCERN AND BY NRIs/OCBs IN INDIAN COMPANIES

UNDER THE GENERAL PERMISSION BY RESERVE BANK  VIE ITS Notfn.Nos. F.E.R.A 113 AND F.E.R.A 114/92, DATED 27-04-1992.

 

  1. TO PROMOTE A COMPANY UPTO 100% EQUITY INVESTMENT (OTHER THAN IN 100% EOU) IF YOU ARE A NON-RESIDENT INDAIN (NRI) ORA OVERSEAS CORPORATE BODY (OCB)

 

  1. TO REGISTER WITH SEBI AS MERCHANT BANKER.

 

  1. TO KNOW YOUR RESPONSIBILITIES AS LEAD MANAGERS

.

  1. TO REGISTER WITH SEBI AS STOCK BROKER

 

ANNEXUE I- SECURITIES AND EXCHANGE BOARD OF INDIA (STOCK BROKERS AND SUB-BROKERS)RULES, 1992.

 

ANNEXURE II- SECURITIES AND EXCHANGE BOARD OF INDIA (STOCK BROKERS AND SUB –BROKERS) REGULATIONS, 1992

 

  1. TO REGISTER WITH SEBI AS SUB-BROKER.

 

  1. TO REGISTER WITH SEBI AS REGISTRAR TO ISSUE OF SECURITIES/SHARE TRANSFER AGENT.

 

ANNEXURE- SECURITIES AND EXCHANGE BOARD OF INDIA (REGISTRARS TO AN ISSUE AND SHARE TRANSFER AGENTS) RULES, 1993

 

ANNEXURE-SECURITIES AND EXCHANGE BOARD OF INDIA (REGISTRARS TO AN ISSUE AND SHARE TRANSFER AGENTS) REGULATIONS, 1993

 

  1. TO APPOINT UNDERWRITERS TO PUBLIC ISSUE.

 

ANNEXURE-SECURITITE AND EXCHANGE BOARD OF INDIA (UNDER WRITERS )RULES, 1993

.

ANNEXURE –SECURITIES AND EXCHANGE BOARD OF INDIA(UNDER WRITERS ) REGULATIONS, 1993.

 

  1. TO BE REGISTERED WITH SEBI AS  UNDERWRITER.

 

  1. TO KNOW YOUR OBLIGATIONS AND RESPONSIBILITIES AS UNDERWRITEROF RIGHTS/PUBLIC ISSUE.

 

  1. TO BE REGISTERED  WITH SEBI AS PORTFOLIO MANAGER.

 

 

ANNEXURE-SECURITIES AND EXCHANGE BOARD OF INDIA (PORTFOLIO MANAGERS) REGUALTIONS, 1993.

 

ANNEXURE-SECURITIES AND EXCHANGE BOARD OF INDIA (PORTFOLIO MANAGERS) REGULATIONS, 1993.

 

  1. MERCHANT BANKER [CATEGORY I OR II TO TAKE UP PORTFOLIO MANAGEMENT.

 

ANNEXURE- SEBI’S GUIDELINES ON PORTFOLIO MANAGEMENT SERVICES

 

  1. A. TO REGISTER MUTUAL FUNDS WITH SEBI.

 

B. TO OBTAIN APPROVAL OF SEBI FOR ESTABLISHMENT OF ASSET MANAGEMENT COMPANY.

 

ANNEXURE: SECURITIES AND EXCHANGE BOAR OF INDIA (MUTUAL FUNDS) REGULATIONS, 1993.

 

  1. TO PREFER AN APPEAL AGAINST THE ORDER OF SEBI [SEE SECURITIES EXCHANGE BOAR OF INDAI (APPEAL TO THE CENTRAL GOVERNMENT) RULES, 1993.

 

ANNEXURE- SECURITITES AND EXCHANGE BOARD  OF INDIA (APPEAL TO CENTRAL GOVERNMENT) RULES, 1993.

 

 

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